SEC Rule 10b5-1 - PDFSEARCH.IO - Document Search Engine

SEC Rule 10b5-1
Results: 72

#	Item
61	Finality Order, Release No[removed], October 8, 1996 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-26 14:31:38 Financial regulation SEC Rule 10b-5 Securities Exchange Act Securities Act United States Financial system Securities Fraud Deterrence and Investor Restitution Act SEC Rule 10b5-1 United States securities law 73rd United States Congress United States Securities and Exchange Commission
62	3SBIO INC. INSIDER TRADING POLICY (REVISED APRIL[removed]This Insider Trading Policy provides guidelines to all personnel, including employees, officers and directors of 3SBio Inc. (the “Company”) and the Company’s s Add to Reading List Source URL: www.3sbio.com Language: English - Date: 2011-12-15 23:47:21 Financial system Economics 73rd United States Congress United States Securities and Exchange Commission Insider trading Securities Exchange Act SEC Rule 10b5-1 U.S. Securities and Exchange Commission SEC Rule 10b-5 United States securities law Financial regulation Corruption
63	UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No[removed]SECURITIES AND EXCHANGE COMMISSION, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-04-13 10:43:32 United States securities law Insider trading Fiduciary Mark Cuban Confidentiality SEC Rule 10b5-1 Law Ethics SEC Rule 10b-5
64	UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No[removed]SECURITIES AND EXCHANGE COMMISSION, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-22 15:44:14 Financial regulation Financial system SEC Rule 10b-5 Economics Insider trading Securities Exchange Act Securities regulation in the United States Securities Act SEC Rule 10b5-1 United States securities law 73rd United States Congress United States Securities and Exchange Commission
65	From: Jeff Mahoney Sent: Wednesday, March 12, [removed]:00 AM To: OFM Performance and Planning Cc: Melissa Fader; Michael Miller Subject: Draft[removed]Strategic Plan for Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-02 16:01:48 Corporate governance United States securities law Finance Financial regulation SEC filings Regulation S-K Insider trading SEC Rule 10b5-1 Sarbanes–Oxley Act Business Auditing United States corporate law
66	Request for rulemaking concerning amending Rule 10b5-1 or further interpretive guidance regarding the circumstances under which Rule 10b5-1 trading plans may be adopted, modified, or cancelled Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-02 14:12:02 73rd United States Congress Financial regulation Financial system Economics Stock market Insider trading SEC Rule 10b-5 Securities Exchange Act Securities Act United States securities law United States Securities and Exchange Commission SEC Rule 10b5-1
67	Exchange Trading Rules, Surveillance and Insider Trading Professor Douglas Cumming, Feng Zhan, and Professor Michael Aitken Are rules and their enforcement effective at mitigating insider trading? A study shows that rule Add to Reading List Source URL: www.cmcrc.net Language: English - Date: 2014-02-16 17:21:44 Insider trading Economics Financial system Insider Business SEC Rule 10b5-1 Corruption Financial crimes Stock market
68	CFR-Working Paper NO[removed]Strategic Trading and Trade Reporting by Corporate Insiders A.Betzer • J. Gider • D. Metzger • Add to Reading List Source URL: www.cfr-cologne.de Language: English - Date: 2013-08-01 02:26:01 Stock market Financial system Economics SEC Rule 10b5-1 Financial regulation Securities Exchange Act Form 4 Insider Form 5 SEC filings Corruption Insider trading
69	NANOPHASE TECHNOLOGIES CORPORATION 1319 Marquette Drive / Romeoville, Illinois[removed]Direct Line[removed]Facsimile[removed]removed]/www.nanophase.com Add to Reading List Source URL: www.nanophase.com Language: English - Date: 2013-05-13 11:27:26 Insider trading Economics Financial system Financial regulation SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities regulation in the United States Securities fraud United States securities law Corruption SEC Rule 10b5-1
70	Microsoft Word - 6. GOOD Davis_PAGE[removed] Add to Reading List Source URL: www.vanderbiltlawreview.org Language: English - Date: 2010-10-28 01:18:36 Corruption Insider trading Finance 73rd United States Congress United States Securities and Exchange Commission SEC Rule 10b-5 SEC Rule 10b5-1 Central Bank of Denver v. First Interstate Bank of Denver Chiarella v. United States United States securities law Law Financial system

UPDATE